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Financial Secretary
Results: 3820

#	Item
861	February 20, 2015 Via Electronic Mail ([removed]) Mr. Brent J. Fields Secretary Securities and Exchange Commission 100 F. Street, N.E. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-23 12:50:34 Equity securities Stock market Options Clearing Corporation Securities Industry and Financial Markets Association Dividend Clearing house Stock Financial economics Financial system Finance
862	November 1, 2013 Ms. Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, N.E. Washington, D.C[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-11-04 10:53:01 Investment Financial services 76th United States Congress Late-2000s financial crisis Systemic risk Investment Advisers Act Registered Investment Advisor Financial adviser Dodd–Frank Wall Street Reform and Consumer Protection Act Financial economics Economics Finance
863	March 2, 2015 U.S Securities and Exchange Commission 100 F Street, N.E. Washington, D.C[removed]Attn: Brent J. Fields Secretary, Securities and Exchange Commission Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-03-03 11:44:11 United States securities law Financial regulation 73rd United States Congress Investment Stock market Regulation D U.S. Securities and Exchange Commission Dodd–Frank Wall Street Reform and Consumer Protection Act Securities Exchange Act Financial economics United States Securities and Exchange Commission Finance
864	July 8, 2013 Via Electronic Mail: [removed] Ms. Elizabeth M. Murphy Secretary U.S. Securities and Exchange Commission Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-07-09 13:32:14 Financial markets Late-2000s financial crisis Mathematical finance United States housing bubble United States securities law Dodd–Frank Wall Street Reform and Consumer Protection Act Commodity Futures Trading Commission Chicago Mercantile Exchange Futures contract Financial economics Finance Economics
865	March 2, 2015 Via Electronic Filing: Brent J. Fields Secretary U.S. Securities and Exchange Commission 100 F Street, NE Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-03-03 11:47:48 Hedge fund Regulation D Accredited investor Investment Company Act Institutional investor U.S. Securities and Exchange Commission Collective investment scheme Securities Exchange Act SEC filing Financial economics Investment Finance
866	April 25, 2013 Via Electronic Mail ([removed]) Ms. Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, N.E. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-04-26 11:52:52 United States securities law 73rd United States Congress United States Securities and Exchange Commission Bonds Securities Industry and Financial Markets Association U.S. Securities and Exchange Commission Securities Exchange Act Elisse B. Walter Securities Act Financial economics Investment Financial system
867	November 1, 2013 Ms. Elizabeth M. Murphy, Secretary Securities and Exchange Commission 100 F Street NE Washington, DC[removed]VIA ELECTRONIC MAIL: [removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-11-01 14:04:28 Financial markets Late-2000s financial crisis Systemic risk Institutional investors Office of Financial Research Hedge fund Dodd–Frank Wall Street Reform and Consumer Protection Act Mutual fund Committee on Capital Markets Regulation Financial economics Economics Investment
868	July[removed]Ms. Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, N.E. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-07-09 11:51:58 Investment High-frequency trading Flash Crash Algorithmic trading Stock market Market maker Market data Short Proprietary trading Financial markets Financial economics Finance
869	November 1, 2013 Elizabeth M. Murphy Secretary U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-11-01 16:15:19 Finance Financial services Financial adviser Asset allocation Investment management Dodd–Frank Wall Street Reform and Consumer Protection Act Late-2000s financial crisis Collective investment scheme BlackRock Financial economics Investment Economics
870	March 3, 2015 Brent Fields Secretary Securities and Exchange Commission 100 F. Street N.E. Washington, D.C[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-03-03 17:28:50 Financial system Finance Options Clearing Corporation Financial economics Exercise

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